Quality Control, Investment Banking

岗位职责: • Support the Signing Principals on deal screening and ensure sufficient due diligence was done for IPO transactions; • Review and comment on the submissions to regulatory authorities (i.e. prospectus, circular, announcement, reply letters, etc.) to improve the quality of submissions; • Maintain and review the internal control measures on Investment Banking Department; • Strengthen the internal control systems by continuously refining the Procedural Manual and other work arrangements, etc.; • Provide sound advice to Investment Banking Department to enhance the overall deal quality and facilitate transactions executed by Teams; • Liaise with regulatory authorities to facilities the execution of transactions. 任职资格: • Bachelor degree holder in Finance or related discipline(s) from a reputable university; • At Least 5 years work experience in reputable investment banks, Big4 accounting firms or law firms. Previous experience in HKEx or SFC is preferred; Junior candidates can be associate level. • Solid knowledge of regulatory requirements including the Listing Rules • Knowledge of the execution and operational procedures for IPO transactions • Attained all regulatory criteria for carrying out investment activities; • Good command of written and spoken English and Mandarin.