Key Areas of Responsibilities
• Syndicate Operations to support CFCM department in their Equity & Debt Capital Markets activities, including both Primary / IPO offerings and Secondary transactions such as block trades and placements. The team provides specialized operational support of ECM & DCM deals where CLSA is part of the Syndicates, and be in contact with sensitive information on a day-to-day basis.
• Deal Management: Coordinate and manage all logistics of the new issuance process, from structuring to closing, with internal parties (CFCM, Legal and Compliance, Operations) and external parties (Corporates clients/issuer, other Syndicates, Legal counsels, Regulators, Share Registrars).
• Control & Reconciliation: Communicate on control points/risk items with Senior Management, Deal Team and Control Functions, and trade & P&L reporting with Operations and Finance.
• Client Services: Be the operational contact point for CFCM clients after account opening, and assist in providing custodian services.
• Review, revise and enforce CLSA policies that primarily affect the IB Business
• Handle or assist with policy breaches, internal investigations, and regulatory enquires/proceedings
• Other ad-hoc duties as assigned
Requirements
• Degree in Business, Management, Finance, Accounting.
• 1 year of experience in Investment Banking/ Operations preferred.
• Fluent in English and Mandarin.
• Strong knowledge of Capital Markets.
• Highly motivated and self-driven.
• Strong communication and presentation skills.
• Ability to manage multiple projects at a time.
• Analytically minded.
• Data Analytics.
• Able to work well independently.
• Technologically savvy.
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